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GEDIMInterdisciplinary
Programme on
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GEDIM Annual Report -2001
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PresentationThis global project (research, training, documentation and publications) comes within the priority area on "Coping locally and regionally with economic, technological and environmental transformations" of the MOST Programme. The GEDIM project deals with the study of the consequences of globalization on the legal structure of some key organizations and institutions within the MERCOSUR. Legal management, by private and public sector decision-makers, of transformations brought about by the globalization process inside the regional economic bloc of Mercosur.The project concerns an area that has been studied very little in terms of social science methods: law. Although traditionally law has almost exclusively, in positivistic countries, guaranteed that conflicts have been settled, it must be admitted that this is no longer the exclusive rule today. Many of the other sources of conflict settlement are not based, in daily practice, on a legal norm stricto sensu. Law, however, has a fundamental place in the institutionalization of these "soft" forms of societal regulation, frequently known as "governance". It is true that this term, of a well known origin (corporate governance, World Bank and structural adjustments), is ambiguous when extended to the legal field and thus lends itself to plentiful opportunities for manipulation. Yet the notion of "governance" has the merit of providing new forms of issues where old ways of thinking can solve nothing, in particular concerning the regulation of the public arena where law occupies a central place, albeit not an exclusive one. We now speak in terms of programming, planning or policy which, avoiding the excess of centralization around the State and enhancing the "bottom-up" approach, link the decision-making processes with the participation of non-State players. What forms of governance may be concerned in the themes specifically studied in this Project? The research sets out to study, on the conceptual basis of a minimal lexicon of legal terms related to globalization (beginning with "governance"), to what extent the regulation operated by State laws on certain private sector organizations (business law and company law) and public sector institutions (police and justice) must either be replaced by governance (and if so of what kind?) or be modified according to a process of governance (and if so which one?) to achieve a certain harmony with the inevitable contemporary movement towards the regionalization and globalization of exchanges. It is deemed vital to begin with a specification of the language introduced into law and public policy as a consequence of the globalizing trend whose impact is making itself felt in these areas. Furthermore, it is felt that a comparison of the public and private aspects of these themes will open up new prospects by breaking down the hermetic seal separating these insular bastions of decision-making. The starting-point is the notion that administrators have always considered that they were not affected by the same contextual constraints as entrepreneurs, and vice versa. They do not feel that they are concerned in the same way by the transformations operated by the globalization of exchanges (including trade) nor by the implacable trend towards the constitution of geopolitical areas into regional blocs. Yet studies conducted in other regions than MERCOSUR have shown that, with globalization 1) the distinction between private and public is becoming blurred, 2) the enterprise logic is imposing itself in both sectors and 3) decision-making strategies are being radically transformed. The original aspect of the research lies in the fact that: (a) it brings together researchers, private sector entrepreneurs and administrators in a joint discussion and reflection aimed at leading to reforms; (b) it entails a joint observation of the effects of globalized exchanges (and trade) in the light of the three remarks made above, in a region that has been hard hit by globalization, MERCOSUR; and (c) it responds to new questions posed by this impact of globalization in daily practice, in particular that of the inadequacy of the traditional organizational and institutional legal structures and the fact that the transformation of standard-setting processes has not been mastered. In other words we wish to offer the decision-makers, both in the public and private sectors, scientifically founded information that will give them the means to think of ways of bringing about the legal restructuration of organizations (companies, administrations, etc.) and institutions (beginning with justice and the police), to break free from the sensation of uncertainty and ungovernability, to master as far as possible the standard-setting process and to know when to resort to the process of creating law and when to rely on other forms (governance) of social and economic regulation, while acknowledging as far as possible the consequences of their choice. This is a form of research which in the case of Latin America, has not yet been conducted. This project is the end-result of several years of efforts to interest researchers, entrepreneurs and administrators in the issue and to enlist them in a series of common actions (research, training, documentation, publications and meetings). In addition to several seminars held on these issues in Rio de Janeiro since 1997, GEDIM (Interdisciplinary Programme on Economic Globalization and Rights in Mercosur - Globalização Econômica e Direitos no Mercosul), based in Rio de Janeiro, has been invited to moderate Round Tables in Europe (Nantes, University/City Colloquy, May 2000; Barcelona, RED&S Seminar, June 2000; Paris, Carré des Sciences, France-Brazil Week, October 2000). These meetings enabled the core project team gradually to formulate the project itself, to turn GEDIM into a researcher network and to create the research proper. The network now extends not only across a significant number of states in the Confederation of Brazil but also includes the Law Faculties of the University of Buenos Aires, the University of Uruguay and the Diego Portales University of Santiago, Chile. Pursuit of the objectives outlined above has called for the creation of a three-sided methodological approach: quantitative analysis, qualitative analysis and documentary analysis, by taking the following steps: 1) systematic documentary analysis of recent study and research work; 2) secondary analysis of statistics; 3) surveys by questionnaire of samples, enabling the nature of problems encountered to be grasped in their entirety and the perception of the current functioning of the organizations at stake to be assessed along with the prospects for development; 4) qualitative enquiries by means of comprehensive interviews aimed at observing management and control practices and the strategies of the players involved. In order for the Project to be set up, special working arrangements have been necessary, namely the creation of small, flexible teams of researchers coordinated by a researcher who is a confirmed specialist in the field. All the teams are coordinated in turn by a core of confirmed researchers responsible for ensuring unity of work and exchanges among the groups of researchers. The research is at its beginning; the hypotheses proper to each thrust have been explained in the Project which has already been submitted. Impact of the globalization of exchanges on company law, business law and the police and judiciaryWhen it comes to the legal regulation of companies, to deal with the direct impact of globalization there is a need for a minimal harmonization of the rules concerning them worldwide, along with the need to adapt to the special features of each sector of activity. Hitherto enterprises have tried to act upon the national decision-makers to obtain the necessary changes. The legal rules governing company activity are taking on new characteristics: less general and binding rules, imposed unilaterally, and more special rules, often supplementary, and ostensibly negotiated. This leads to major questions that cannot be dealt with systematically such as: (1) the tensions between the private interests of companies and collective interests, (2) the control of companies' activities in a global, rather than national, framework, (3) the paradox between global standard harmonization and regional economic disparity. The proposals made to date at several international organizations, such as OECD, UNCITRAL (United Nations Commission on International Trade Law) and the World Bank, have proved unsatisfactory. This aspect of the research sets out to find new solutions. The police as an institution is currently committed to a company logic when tackling transnational crime. We need to determine to what extent it is the globalization process that is responsible for the new forms of organized crime and its expansion. In Latin American countries the economic globalization process seems to be a decisive factor of that development. Yet, paradoxically, the impact of globalization on social and control policies may also be regarded as a vehicle of a process that is likely to give rise to new types of controls that might well prove effective (more specifically what in English is known as "deterrence"). Decision-makers face various political and practical challenges to be tackled as "problem situations", such as the issue of coordinating international efforts to combat drug trafficking between sovereign countries when the strategy being framed and the availability of material means and information are concentrated in a hegemonic country (the United States of America); or the restructuring of criminal control institutions that reveal a major force of corporative resistance and a persistent vocation of local intervention as is the case in the Cono Sur. As far as Justice is concerned - and in a recent report the World Bank made it one of the major indicators, for any given country, of the state of its economic and political development - while it seems true that adjustments are called for, it would be over-ambitious to propose that it should be fully overhauled. Yet a precondition for that restructuring is an analysis of the policies that would make it possible to put together a judiciary that could respond to new requirements arising from the consequences of globalization, set out above. That is what, in this area, the present Project will attempt to achieve. Once the Programme as a whole has been completed (research, seminars and colloquies), we intend to present information that could make it possible to frame policies based on specific practical information. More specifically, we plan to give opinions on socially viable development policies, and perhaps even to issue recommendations on policies, strategies and action, or to frame policies and proposals for changes to legislative and regulatory arrangements. We therefore intend to work in cooperation with entrepreneurs and administrators and to disseminate widely any information gathered and any findings obtained. This will be done through forums, meetings, training activities and publications; each of these forms of dissemination will use real and virtual media. Major expected results include: (1) the identification of
various national and international legislative arrangements at stake when
setting up a company and, consequently, the proposal for new legislative
arrangements; (2) an on-the-ground understanding of the expectations of
national, regional and global entrepreneurs concerning desirable company
law structures, of those of workers vis-à-vis the various models that
could be proposed and those of the major players at control institutions,
with regard to desirable legal structures; (3) an estimate of the real
impact of NGO action in solidarity initiatives in order to find out whether
it is possible to include them in public policies, and if so, which ones,
how and to what extent; (4) a modification of the legal set-up; (5) the
framing of recommendations for structural changes to the institutions
that control transnational crime; (6) the provision of appropriate training
to enable young people to enter the labour market with a proper knowledge
of these issues; (7) the compilation of documentary funds, in particular
by using the latest advances in new technologies. Click here to enter
the full text of the project. Practical informationKeywordsGlobal/local - Regional understanding - Governance - Government - Governability - Decision-making - Complexity - Pluralism - State policy - Community - Transnational legal practice - Legal regulations - State sovereignty. CoordinationCoordination of GEDIM is provided by a College comprising all Project Managers and Experts. This College designates one of its Members to see to the General Coordination of the Programme. RegistrationColleagues and advanced students interested in the Programme may contact one of the Research Project Mangers directly or contact the coordination of the Programme. Decision-makers and practitioners concerned with issues dealt with in the GEDIM Programme are invited to present themselves. Registration is free. Applications should be submitted to the GEDIM Coordination in the form of a letter of interest followed by a brief curriculum vitae. They are processed during the session of the GEDIM Coordination College following their receipt. Research Managers
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